Application

Only U.S. citizens or resident aliens with valid U.S. Social Security or equivalent tax identification numbers may invest with Jazz Wealth.

What type of account do you want to open?

If you are transferring an existing IRA, provide the original contribution date:

Initial Contribution Date *

Choose your username

Employment Information

Regulatory Concerns

If the answer is yes to the questions above, you will need you and your employer’s compliance officer will need to complete the FINRA
Compliance Account Opening Addendum form, and have it returned to us before we can complete opening the account. Account access will be restricted until we receive this completed form.

Are you a director, 10% shareholder, or executive who makes policy at a public company? *

Yes No

Are any beneficial owners, their spouses, or any other immediate family members, including parents, in-laws, and siblings that are dependents, employed by or associated with the securities industry (for example, investment advisor, sole proprietor, partner, officer, director, branch manager or broker at a broker-dealer firm or municipal securities dealer) or a financial regulatory agency, such as FINRA or the New York Stock Exchange? If yes, and if this entity requires that you obtain its approval to open this account, select the Yes check box: *

Yes No

Add Beneficiary

Please designate beneficiaries for your account. If more than one beneficiary is designated, be sure that the total percentage share adds up to 100%. Note that an IRA Beneficiary Spousal Waiver is required if you are not naming your spouse as 100% primary beneficiary and you are
a married resident of a community property state (Arizona, California, Idaho, Louisiana, Nevada, New Mexico, Texas, Washington, or
Wisconsin).

STARTED

Ready to open your new account?

Tell us about yourself.

Citizenship Status

What type of account do you want to open?

Choose your username

Employment Information

Regulatory Concerns

Add Beneficiary

Primary Beneficiary #1